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Regulatory Reporting Analyst

Regulatory and Compliance
£45,000 - £60,000
50,000 to 60,000
United Kingdom
08-06-2021 12:04 PM
Role: Regulatory Reporting Analyst
Position: Permanent
Salary: £45,000 - £60,000

Overview of the role:

The duties will be flexible depending on priorities and deadlines but will include:

  • Conducting quality assurance reviews for EMIR, MiFIR, SIX, SFTR and CAT
  • Updating internal tracking mechanisms such as:
    • Issue logs
    • Project management updates
    • Monthly status updates
  • Implementing enhancements to the regulatory reporting process, including:
    • Working with quality assurance vendors
    • Enhancing internal alerts and processes
    • Coordinating and reviewing test results
  • Managing projects for new regulations:
    • Project planning
    • RAID log creation
    • Giving status updates
  • Documentation
    • Updating procedures, process flows, RACI, policies

Key skills required:
  • Good academic degree in STEM/Finance/Economics
  • Regulatory reporting knowledge in at least two of the following regulations: MiFIR, EMIR, SIX, SFTR, CAT, CFTC and MAS
  • Product knowledge in at least two of the following product groups:
    • Futures and Options
    • FX NDFs
    • Swaps
    • Equities
  • Experience of either running or participating in formally managed projects
  • Good knowledge of Excel/VBA and SQL
  • Experience of programming language(s) such as Python and Go
  • Familiarity with data visualisation tools such as Qlik-sense

Alex 'Sweets' Sweetingham

Managing Consultant

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