Free cookie consent management tool by TermsFeed Vacancy - Compliance Associate (9-month FTC) | William Rose

Compliance Associate (9-month FTC)

Back to Live Roles
  • Temporary

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Compliance Associate to join the business on a 9-month FTC.

ESSENTIAL SKILLS | Compliance Associate (FTC)

  1. Minimum 6 months - 1 years’ experience in Compliance
  2. Degree-level education.
  3. Strong knowledge of Excel.

OVERVIEW | Compliance Associate (FTC)

We are looking for a detail-oriented compliance professional to support a range of monitoring and regulatory tasks. Key responsibilities include maintaining compliance registers, assisting with the FCA and SEC Compliance Monitoring Plan, conducting AML testing, and supporting regulatory reporting. The role also involves identifying process improvements, tracking remedial actions, and contributing to senior management reporting.

If you're proactive and have a strong interest in compliance, we encourage you to apply.

Take a look at some
of our Latest Roles

Explore a curated selection of opportunities, where your next career move is waiting.

Job Title:

Distribution and Marketing Compliance Manager

William Rose Associates is currently partnering with an established financial services firm based in London, which is looking for a Distribution and Marketing Compliance Manager to join their team.  ESSENTIAL SKILLS | Distribution and Marketing Compliance Manager Strong background in marketing a

Permanent

Job Title:

Risk and Controls Senior Associate

William Rose Associates is currently partnering with an established financial services firm based in London, which is looking for a Risk and Controls Senior Associate to join their team.  ESSENTIAL SKILLS | Risk and Controls Senior Associate Strong risk and controls background Wealth management

Permanent

Job Title:

Junior Operations Analyst

William Rose Associates is currently partnering with an established financial services firm based in London, which is looking for an Operations Analyst to join the business. ESSENTIAL SKILLS | Operations Analyst Must have a 2:1 degree in an analytical field. Strong Excel skills; SQL/Python a bo

Permanent

Job Title:

International Product and Portfolio Management Governance

William Rose Associates is currently partnering with an established financial services firm based in London, which is looking for an International Product Governance Manager to join the business. ESSENTIAL SKILLS | International Product Governance Manager Expert in global asset management regula

Permanent

Job Title:

Compliance (Senior)

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Compliance Manager to join the business. ESSENTIAL SKILLS | Compliance Manager Minimum 7 years’ experience in compliance within financial services. Strong knowled

Permanent

Job Title:

Junior Team Assistant

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Junior Administrator to join the business. ESSENTIAL SKILLS | Junior Administrator Must have previous experience in a corporate environment.  Confident and sharp.

Permanent

Job Title:

Onboarding Implementation Manager

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for an Onboarding Implementation and Transitions Manager to join the business.  ESSENTIAL SKILLS | Onboarding Implementation and Transitions Manager Over 2 years of expe

Permanent

Job Title:

Treasury Associate

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Treasury Associate to join the business. ESSENTIAL SKILLS | Treasury Associate Bachelor’s degree or professional qualification in Finance or Treasury (ACA, ACCA, C

Permanent

Job Title:

Treasury Analyst

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Treasure Analyst to join the business. ESSENTIAL SKILLS | Treasury Analyst Finance-related qualification. Fund Treasury experience. 1 to 3 years of experience in

Permanent

Job Title:

Transaction Processing - Team Lead (9-month FTC)

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Transaction Processing Officer to join the business on a 9-month FTC. ESSENTIAL SKILLS | Transaction Processing Officer At least 7 years of experience in investmen

Temporary

Job Title:

Financial Crime Risk Oversight Manager

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Financial Crime Risk Oversight Manager to join their team.  ESSENTIAL SKILLS | Financial Crime Risk Oversight Manager Bachelor's degree required. 10+ years of rele

Permanent

Job Title:

Fund Operations Manager

William Rose Associates are currently partnering with an established financial services firm based in London, which is looking for a Transfer Agency Manager to join their team.  ESSENTIAL SKILLS | Transfer Agency Manager Experience with Third-Party Administrators, Transfer Agencies, Fund Accounti

Permanent

Job Title:

Accounts Payable Assistant (3-month FTC)

William Rose Associates are currently partnering with an established financial firm based in London, which is looking for an Accounts Payable Assistant (3-month FTC) to join the business. ESSENTIAL SKILLS | Accounts Payable Assistant (3-month FTC) Accounts Payable Experience. Oracle Fusion is a

Temporary

Job Title:

Corporate Actions Lead

William Rose Associates are currently partnering with an established Asset Management firm based in London, which is looking for a Corporate Actions Lead to join the firm.  ESSENTIAL SKILLS | Corporate Actions Lead  3+ years experience and knowledge in corporate actions, transfers, and their eff

Permanent

Get in touch

Looking
for career support?

We invest in you. We take our time to understand you as an individual. Our goal is to support you in your personal and professional aspirations.

William Rose Associates
Max file size 10MB.
Loading...