Distribution and Marketing Compliance Manager
- Permanent
William Rose Associates is currently partnering with an established financial services firm based in London, which is looking for a Distribution and Marketing Compliance Manager to join their team.
ESSENTIAL SKILLS | Distribution and Marketing Compliance Manager
- Strong background in marketing and distribution compliance across global asset management.
- Experienced team leader with a collaborative and supportive approach.
- Solid understanding of asset management and international fund distribution.
OVERVIEW | Distribution and Marketing Compliance Manager
This role plays a key part in supporting regulatory compliance and risk management across marketing, distribution, and client onboarding activity within an international asset management business. The focus is on helping ensure that materials, processes, and controls across these areas meet regulatory standards and are aligned to business risk appetite.
You’ll be involved in interpreting and applying UK/EU rules around fund distribution, marketing oversight, and onboarding frameworks - advising the business, reviewing materials (including RFPs and presentations), supporting policy and supervision frameworks, and managing change-related governance.
Ideal for someone who brings a strong understanding of asset management distribution and a practical grasp of regulatory frameworks, this is a broad role with both advisory and oversight responsibilities, spanning day-to-day business support and longer-term governance initiatives.
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