Investment Operations Senior Administrator
- Permanent
Job Title: Senior Administrator
Location: London
Salary: £40,000
Role Overview:
William Rose Associates are working alongside a highly regarded Wealth Management based in London which is looking for a Senior Administrator, to join the firm.
Responsibilities:
- Monitoring daily workflows within the team to ensure both regulatory and internal deadlines are met
- Responsible for checking and authorising of daily tasks within the team
- Assist with daily processes where required
- Follow departmental procedures and contribute to updates as required in relation to industry changes
- Provide technical assistance within the team and to other members of staff as needed
- Assist with ongoing reviews and monitoring of processes within the department and implementation of improvements where applicable
- Communicate with outside agencies as necessary in relation to daily workflows
- Contribute where required to various ad-hoc projects
- Deal with general queries received by the team
Requirements:
- Knowledge and experience of FCA Regulations and Market Practice relevant to Private Clients
- Good understanding of MIFID II regulations and COBs rules
- Sound technical knowledge of the practices and procedures carried out within the department in relation to Client data, regulatory reports and charging of fees
- Demonstrate 5 years relevant industry experience
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